WO
William J. Ostler
CETERA INVESTMENT ADVISERS LLC
FARMINGTON, UT 84025
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CRD#: 1844524
WO
Professional summary
William Jeff Ostler, who also goes by Jeff Ostler, W Jeff Ostler, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Farmington, Utah and CETERA WEALTH SERVICES, LLC located in Farmington, Utah.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. William has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Ostler | W Jeff Ostler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE, ANNUITIES), POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, START DATE: 01/06/2006, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS A REGISTERED REPRESENTATIVE; (2) NAME OF OTHER BUSINESS: JEFF OSTLER WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: 1601 N. HILL FIELD RD., STE 205, LAYTON, UT 84041, NATURE OF BUSINESS: INVESTMENT SERVICES, POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, START DATE: 01/01/2006, BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY ASSOCIATE; (3) NAME OF OTHER BUSINESS: SUMMIT VIEW FINANCIAL LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: NAME OF FINANCIAL PLANNING PRACTICE, FOR MARKETING PURPOSES ONLY ; (4)NAME OF OTHER BUSINESS: JBJ HOLDINGS, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: OFFICE BUILDING START DATE: 12/2019 POSITION/TITLE/RELATIONSHIP: PARTNER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OFFICE BUILDING TO HOUSE FINANCIAL PLANNING BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view William Jeff Ostler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1361 N 1075 W Suite 15, Farmington, UT 84025RIA
CRD#: 105644
FARMINGTON, UT
Current
August 1, 1996 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1361 N 1075 W Suite 15, Farmington, UT 84025BD
CRD#: 13572
Farmington, UT
Past
February 1, 2005 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BOUNTIFUL, UT
Past
December 4, 1995 - August 1, 1996
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
June 22, 1988 - November 28, 1995
ZIONS DIRECT, INC.
BD
CRD#: 17776
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/13/2009)
RR
California(8/5/1996)
RR
Colorado(6/21/2013)
RR
Idaho(11/26/2018)
RR
Massachusetts(4/22/2002)
RR
Oregon(11/26/2018)
RR
Pennsylvania(5/5/2025)
RR
South Carolina(1/30/2025)
RR
Texas(1/23/2017)
IAR
Texas(6/29/2023)
RR
Utah(8/1/1996)
IAR
Utah(6/29/2023)
RR
Washington(9/19/2024)
RR
Wyoming(6/20/2006)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Farmington, UT 84025TRUST BUT VERIFY
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