Frank S. Agrusa

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CRD#: 1844

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frank Salvatore Agrusa was a registered financial professional .

Frank is a previously registered financial professional and started their career in finance in 1970. Frank had worked at 10 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 20, 2000 - December 31, 2005

GREAT AMERICAN INVESTORS, INC.

CRD#: 28489

OVERLAND PARK, KS

Past

July 23, 1996 - December 31, 1999

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

July 29, 1994 - July 28, 1995

SELECT INVESTOR CAPITAL, INC.

CRD#: 30305

Past

February 24, 1992 - February 11, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 24, 1992 - February 11, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 2, 1990 - January 15, 1991

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

August 31, 1983 - November 18, 1989

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

CARMEL, IN

Past

June 19, 1983 - March 8, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

February 5, 1982 - October 28, 1983

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

May 7, 1970 - October 28, 1983

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/1/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 4/24/1970

Registered Representative Examination

Current Firm

GREAT AMERICAN INVESTORS, INC.

CRD#: 28489 / SEC#: , 8-44380

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

6025 Metcalf Lane, Overland Park, KS 66202

Mailing Address

6025 Metcalf Lane, Overland Park, KS 66202

Phone number

(913) 384-1800

Established

Kansas since 04/05/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
COLBURN, EDWARD NELSON JR	PRESIDENT, CHIEF COMPLIANCE OFFICER	1079357
HELLER, JEFFREY PHILIP	FINOP	3139370

Disclosures

Regulatory Event

Red Flags

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