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Conor C. Macgillycuddy

ARETE RESEARCH LLC
Dallas, TX 75208
Some features on this profile are disabled
CRD#: 1843357
CM

Professional summary

Conor Charles Macgillycuddy is a registered financial professional currently at ARETE RESEARCH LLC located in Dallas, Texas.

Conor is registered as a RR (Registered Representative) and started their career in finance in 1991. Conor has worked at 9 firms and has passed the Series 16 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Conor Charles Macgillycuddy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2021 - Present

ARETE RESEARCH LLC

Office #1: 1309 Walmsley Ave, Dallas, TX 75208
BD
CRD#: 128496
Dallas, TX
Past

October 15, 2024 - February 6, 2025

STANDARD NEW YORK, INC.

BD
CRD#: 173725
NEW YORK, NY
Past

November 17, 2022 - October 25, 2023

INVESTEC SECURITIES (US) LLC

BD
CRD#: 138421
NEW YORK, NY
Past

January 6, 2021 - November 19, 2021

BTIG, LLC

BD
CRD#: 122225
SAN FRANCISCO, CA
Past

June 2, 2009 - July 15, 2013

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

July 20, 2007 - November 6, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 13, 2001 - July 28, 2005

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 2, 1996 - January 9, 2001

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

March 13, 1996 - April 15, 1996

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

January 18, 1993 - February 11, 1993

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
Past

July 22, 1991 - August 22, 1991

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 16
Date: 1/2/2023
NYSE Supervisory Analyst Examination
SRO Registrations
RR
FINRA

Current Firm

AR
ARETE RESEARCH LLC
ARETE RESEARCH LLC

CRD#: 128496 / SEC#: , 8-66145

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1309 Walmsley Ave, Dallas, TX 75208
Mailing Address
1309 Walmsley Ave, Dallas, TX 75208
Phone number
(617) 357-4801
Established
Delaware since 06/20/2003
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARETE RESEARCH LLPOWNER
HASSAY, LAURIE ANNFINOP5676461
MERRILL, FRANCIS ROBERT IVHEAD OF US EQUITY SALES, CCO4734216

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

ARETE RESEARCH LLC

CRD#: 128496Dallas, TX 75208

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