AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CM

Conor Charles Macgillycuddy

ARETE RESEARCH
DALLAS, TX
·CRD# 1843357·27 years experience

Professional Summary

Conor Charles Macgillycuddy is a registered financial advisor currently at ARETE RESEARCH LLC located in Dallas, Texas. Conor is registered as a RR (Registered Representative) and started their career in finance in 1991. Conor has worked at 9 firms and has passed the Series 16 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
View profile
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Years of Experience

27 years in the financial services industry

Current & Past Employments

ARETE RESEARCH LLC·CRD# 128496
BD
1. 1309 Walmsley Ave, Dallas, TX 752082. Dallas, TX
May 6, 2021 - Present
STANDARD NEW YORK, INC.·CRD# 173725
BD
New York, NY
October 15, 2024 - February 6, 2025
INVESTEC SECURITIES (US) LLC·CRD# 138421
BD
New York, NY
November 17, 2022 - October 25, 2023
BTIG, LLC·CRD# 122225
BD
San Francisco, CA
January 6, 2021 - November 19, 2021
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
June 2, 2009 - July 15, 2013
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 20, 2007 - November 6, 2019
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
March 13, 2001 - July 28, 2005
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
August 2, 1996 - January 9, 2001
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 13, 1996 - April 15, 1996
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
January 18, 1993 - February 11, 1993
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
July 22, 1991 - August 22, 1991

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Current Firm

AR
ARETE RESEARCH LLC

ARETE RESEARCH LLC

CRD#: 128496 / SEC#: 8-66145
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1309 Walmsley Ave, Dallas, TX 75208

Mailing Address

1309 Walmsley Ave, Dallas, TX 75208

Phone Number

(617) 357-4801

Established

Delaware since 06/20/2003

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARETE RESEARCH LLPOWNER—
HASSAY, LAURIE ANNFINOP5676461
MERRILL, FRANCIS ROBERT IVHEAD OF US EQUITY SALES, CCO4734216

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 16 — NYSE Supervisory Analyst Examination

Passed Jan 2023About the Series 16 exam
FINRA
SRO Registrations

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Conor Charles Macgillycuddy's CRS (Customer Relationship Summary).

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
CM
Follow Conor
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required