Joseph F. Monahan

CONESTOGA CAPITAL ADVISORS

WAYNE, PA 19087

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CRD#: 1842974

Professional summary

Joseph Francis Monahan, who also goes by Joseph Monahan, is a registered financial advisor currently at CONESTOGA CAPITAL ADVISORS, LLC located in Wayne, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joseph has worked at 1 firm and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Monahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Monahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2008 - Present

CONESTOGA CAPITAL ADVISORS, LLC

Office #1: Crosspoint At Valley Forge 550 E. Swedesford Rd. Suite 120, Wayne, PA 19087

RIA

CRD#: 111750

WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONESTOGA CAPITAL ADVISORS, LLC

CONESTOGA CAPITAL ADVISORS, LLC | GRATITUDE INVESTMENT ADVISORS

CRD#: 111750 / SEC#: 801-60133

RIA

Registered Investment Advisory firm - (4/18/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/22/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 5/26/1988

Non-Member General Securities Examination

Current Firm

CONESTOGA CAPITAL ADVISORS, LLC

CONESTOGA CAPITAL ADVISORS, LLC | GRATITUDE INVESTMENT ADVISORS

CRD#: 111750 / SEC#: 801-60133

RIA

Registered Investment Advisory firm - (4/18/2001 Approved)

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Contact information

Main Address

Crosspoint At Valley Forge 550 E. Swedesford Rd. Suite 120, Wayne, PA 19087

Mailing Address

Phone number

(484) 654-1380

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONESTOGA CAPITAL ADVISORS FORM ADV PART 2A - 2025 (1/17/2025)

Regulatory assets under management

Total Number of Accounts	247
AUM (Assets Under Management)	$ 8,756,199,619

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph F. Monahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Monahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONESTOGA CAPITAL ADVISORS, LLC

Primary Firm SEC Registration

CONESTOGA CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 2

Date: 5/26/1988

Current Firm

CONESTOGA CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CONESTOGA CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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