Jeffrey E. Gross

1-800-401K PLAN.COM

LAWRENCEVILLE, NJ 08534

Some features on this profile are disabled

CRD#: 1842949

Professional summary

Jeffrey Evan Gross is a registered financial advisor currently at 1-800-401K PLAN.COM, LLC located in Lawrenceville, New Jersey.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Evan Gross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2005 - Present

1-800-401K PLAN.COM, LLC

Office #1: 106 West Franklin Ave, Lawrenceville, NJ 08534

RIA

CRD#: 134180

LAWRENCEVILLE, NJ

Past

September 1, 2004 - January 27, 2005

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

PENNINGTON, NJ

Past

August 1, 2003 - December 15, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

PENNINGTON, NJ

Past

June 1, 1995 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

January 27, 1992 - October 19, 1992

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Past

January 27, 1992 - June 5, 1995

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

October 10, 1988 - December 12, 1988

FIRST INTERREGIONAL EQUITY CORP.

CRD#: 7486

MILBURN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/8/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/23/1992

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Current Firm

1-800-401K PLAN.COM, LLC

1-800-401K PLAN.COM, LLC | 1800401KPLAN, LLC | 1-800-401K PLAN.COM.LLC

CRD#: 134180 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/8/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Pennington, NJ

Mailing Address

Phone number

(609) 737-5990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 13,873,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey E. Gross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Evan Gross's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

WS GRIFFITH SECURITIES, INC.

FIRST INTERREGIONAL EQUITY CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2004

Series 63

Date: 11/6/1992

Series 6

Date: 1/23/1992

Series 7

Date: 9/17/1988

Current Firm

1-800-401K PLAN.COM, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

1-800-401K PLAN.COM, LLC

TRUST BUT VERIFY

Similar Advisors