Richard E. Dobronsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Edward Dobronsky JR, who also goes by Richard Edward Dobronsky, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2013 - February 3, 2014
XFA SECURITIES, LLC
July 31, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 2, 1997 - August 23, 2012
J.P. MORGAN SECURITIES LLC
May 30, 1995 - April 28, 1997
MORGAN STANLEY DW INC.
November 19, 1993 - July 25, 1994
CITIGROUP GLOBAL MARKETS INC.
December 10, 1990 - September 27, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/3/1999
Limited Representative-Equity Trader ExamCurrent Firm
XFA SECURITIES, LLC
CRD#: 147909 / SEC#: , 8-67939
Contact information
Documents
Red Flags
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