Donald M. Stuthers
Professional summary
Donald Martin Stuthers was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Donald had worked at 7 firms, which includes MARTIN KELLY CAPITAL MANAGEMENT LLC, WESTMOORE SECURITIES INC., QA3 FINANCIAL CORP., WEALTH ADVISORS INC., NATIONAL PLANNING CORPORATION, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2006 - April 5, 2010
MARTIN KELLY CAPITAL MANAGEMENT, LLC
October 19, 2006 - January 21, 2009
WESTMOORE SECURITIES, INC.
November 4, 2004 - August 10, 2006
QA3 FINANCIAL CORP.
June 8, 2004 - August 17, 2006
WEALTH ADVISORS, INC.
July 9, 2003 - September 1, 2004
NATIONAL PLANNING CORPORATION
June 5, 2000 - July 3, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
June 2, 1999 - July 3, 2003
IDS LIFE INSURANCE COMPANY
June 2, 1999 - July 3, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MARTIN KELLY CAPITAL MANAGEMENT, LLC
CRD#: 140764 / SEC#: 801-66836
Contact information
Red Flags
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