Jeffrey W. Hale
Professional summary
Jeffrey William Hale, CFP®, who also goes by Jeff Hale, Jeffrey W Hale, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeffrey has worked at 12 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey William Hale's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 9, 2014 - April 7, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 23, 2008 - October 24, 2012
THE LEADERS GROUP, INC.
August 7, 2002 - April 28, 2006
MML DISTRIBUTORS, LLC
December 31, 2000 - February 12, 2002
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 22, 1999 - December 31, 2000
OSAIC FA, INC.
March 13, 1998 - March 26, 1999
THE HUNTINGTON INVESTMENT COMPANY
April 11, 1997 - May 21, 1998
WALNUT STREET SECURITIES, INC.
April 19, 1996 - April 7, 1997
CINCINNATI ANALYSTS, INC.
May 5, 1992 - April 23, 1996
JOHN HANCOCK DISTRIBUTORS LLC
November 10, 1988 - February 22, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 10, 1988 - February 22, 1989
PRUCO SECURITIES, LLC.
June 6, 1988 - October 17, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2022)
(3/8/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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