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DS

Donald M. Schreiber

FIRST DOMINION CAPITAL
New York, NY
Some features on this profile are disabled
CRD#: 1840340
DS

Professional summary

Donald Martin Schreiber, who also goes by Donald Martin Schreiber Jr, is a registered financial professional currently at FIRST DOMINION CAPITAL CORP. located in New York, New York.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1988. Donald has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Donald Martin Schreiber Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Martin Schreiber's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2021 - Present

FIRST DOMINION CAPITAL CORP.

BD
CRD#: 16330
New York, NY
Past

April 25, 2018 - January 31, 2020

INTE SECURITIES LLC

BD
CRD#: 47107
BOCA RATON, FL
Past

January 21, 2014 - November 25, 2014

SEAPINE SECURITIES, LLC

BD
CRD#: 143463
OLD GREENWICH, CT
Past

January 13, 2012 - April 4, 2012

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
WHITE PLAINS, NY
Past

December 9, 2011 - April 4, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WHITE PLAINS, NY
Past

October 1, 2009 - September 16, 2011

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
WESTPORT, CT
Past

April 28, 2009 - September 16, 2011

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
WESTPORT, CT
Past

December 14, 2004 - November 7, 2008

NEW ENGLAND SECURITIES

BD
CRD#: 615
WESTPORT, CT
Past

June 15, 2004 - October 1, 2004

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

March 18, 2003 - March 5, 2004

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

May 3, 1999 - October 30, 2002

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

October 13, 1997 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

July 12, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

July 12, 1989 - July 9, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

June 21, 1988 - November 21, 1988

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/21/2021)
RR
New York
(6/10/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 6/8/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/22/2006
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/26/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FIRST DOMINION CAPITAL CORP.
FIRST DOMINION CAPITAL CORP | VONTOBEL FUND DISTRIBUTORS, INC. | TYNDALL-NEWPORT DISTRIBUTORS, INC. | TYNDALL DISTRIBUTORS, INC. | NEWPORT DISTRIBUTORS, INC. | FIRST DOMINION CAPITAL CORPORATION | FIRST DOMINION CAPITAL CORP.

CRD#: 16330 / SEC#: , 8-33719

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235
Mailing Address
8730 Stony Point Parkway Suite 205, Richmond, VA 23235
Phone number
(804) 304-1689
Established
Virginia since 11/01/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004OWNER
PRICE, JOHN CLIFFORDOWNER1707529
ANCI, CHRISTOPHER FRANCISPRESIDENT, FINOP, PRINCIPAL2747555
PASCO, JOHN IIITRUSTEE357414
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VERMILLERA, SANDRA ZEMBACHSVICE PRESIDENT, TREASURER, PRINCIPAL6376063

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST DOMINION CAPITAL CORP.

CRD#: 16330New York, NY

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