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DT

Damon F. Thomas

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CRD#: 1839623
DT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Damon Fletcher Thomas, AIF® was a registered financial professional .

Damon is a previously registered financial professional and started their career in finance in 1992. Damon had worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Past

March 9, 2015 - January 23, 2018

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
BETHESDA, MD
Past

March 9, 2015 - January 23, 2018

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
BETHESDA, MD
Past

March 10, 2014 - March 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
HERNDON, VA
Past

February 19, 2014 - March 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
HERNDON, VA
Past

June 20, 2012 - May 6, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHANTILLY, VA
Past

June 9, 2008 - October 3, 2008

U.S. SELECT SECURITIES LLC

BD
CRD#: 133082
NAPA, CA
Past

December 10, 2007 - June 4, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
WASHINGTON, DC
Past

December 5, 2007 - June 4, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
WASHINGTON, DC
Past

April 18, 2005 - December 14, 2005

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
FALLS CHURCH, VA
Past

March 30, 2005 - December 14, 2005

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

October 25, 2004 - April 12, 2005

PGIM INVESTMENTS LLC

RIA
CRD#: 105670
SOUTH RIDING, VA
Past

October 4, 2004 - March 7, 2005

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

October 15, 2001 - September 2, 2004

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
SOUTH RIDING, VA
Past

October 12, 2001 - September 2, 2004

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
SOUTH RIDING, VA
Past

August 20, 2001 - September 2, 2004

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

March 18, 1997 - July 2, 2001

ENTERPRISE FUND DISTRIBUTORS, INC.

BD
CRD#: 883
ATLANTA, GA
Past

June 28, 1995 - March 11, 1997

WACHOVIA BROKERAGE SERVICE

BD
CRD#: 17503
WINSTON SALEM, NC
Past

July 25, 1994 - June 26, 1995

BANKOH INVESTMENT SERVICES, INC.

BD
CRD#: 29280
HONOLULU, HI
Past

May 19, 1992 - June 29, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/7/2014
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/2/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/27/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/21/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/1992
General Securities Representative Examination

Current Firm

GP
GROVE POINT INVESTMENTS, LLC
CAPITAL FINANCIAL SECURITIES CORPORATION | HIBBARD-BECK, INC. | H. BECK, INC. | GROVE POINT INVESTMENTS, LLC | ESTATE INVESTMENT COMPANY

CRD#: 1763 / SEC#: 801-undefined, 8-31165

BD
Terminated by SEC on 09/30/2025
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Contact information

Main Address
2440 Research Boulevard Suite 500, Rockville, MD 20850
Mailing Address
Phone number
Established
Delaware since 04/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
GROVE POINT FINANCIAL, LLCMEMBER
BEARD, KEVIN LAWRENCEPRESIDENT2789109
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
TYMKIW, TRISHAPRINCIPAL FINANCIAL OFFICER3197368
WORSHAM, SANDRA RENEECHIEF COMPLIANCE OFFICER2444134

Disclosures

Regulatory Event17
Arbitration3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

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