Shawn M. Grisham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Michael Grisham was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1988. Shawn had worked at 7 firms and has passed the Series 63, Series 22, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2002 - August 31, 2010
TEXAS SECURITIES, INC.
December 19, 1996 - June 3, 1997
DOMINION CAPITAL CORPORATION
January 10, 1994 - February 10, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
September 12, 1991 - December 23, 1992
POWELL & SATTERFIELD, INC.
April 19, 1989 - November 7, 1990
MORGAN STANLEY DW INC.
November 9, 1988 - March 28, 1989
ROBERT THOMAS SECURITIES, INC
August 2, 1988 - November 10, 1988
BRYAN, WORLEY & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEXAS SECURITIES, INC.
CRD#: 120148 / SEC#: , 8-65276
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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