David A. Kmetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Allen Kmetz, who also goes by David A Kmetetz, Kmetz Kmetetz, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2010 - May 24, 2012
PRISOL SECURITIES, INC.
June 10, 1999 - August 10, 2006
COREBRIDGE CAPITAL SERVICES, INC.
August 29, 1995 - March 30, 1999
FAIRFIELD GROUP, INC.
August 25, 1988 - September 23, 1992
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRISOL SECURITIES, INC.
CRD#: 115141 / SEC#: , 8-53463
Contact information
Documents
Red Flags
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