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Robert Joseph Walker Jr

CRD# 1611512·Registered 1992 - 2023
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Joseph Walker JR, who also goes by Robert Joseph Walker, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1992 - 2023. Robert had worked at 5 firms and has passed the Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Joseph Walker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PRIME SOLUTIONS FINANCIAL SERVICES CORP.·CRD# 120499
RIA
Horsham, PA
November 6, 2002 - May 5, 2023
PRISOL SECURITIES, INC.·CRD# 115141
BD
Horsham, PA
January 23, 2002 - May 24, 2012
PRIMESOLUTIONS SECURITIES, INC.·CRD# 46017
BD
Cleveland, OH
June 11, 1999 - December 31, 2001
FAIRFIELD GROUP, INC.·CRD# 14671
BD
Baltimore, MD
April 6, 1995 - May 28, 1999
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
March 23, 1992 - March 8, 1995

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Current Firm

PS
PRIME SOLUTIONS FINANCIAL SERVICES CORP.

PRIME SOLOTIONS FINANCIAL SERVICES CORP. | PRIME SOLUTIONS FINANCIAL SERVICES CORP. | PRIME SOLUTIONS ADVISORY

CRD#: 120499 / SEC#: 801-63367
RIA
Registered Investment Advisory firm - SEC (7/27/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (7/13/2011 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Newtown Square, PA

Phone Number

(610) 886-4320

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

46

AUM (Assets Under Management)

$14,193,714

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1992About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 1992About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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