Marnie L. Loomans-thuecks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marnie Louise Loomans-thuecks, who also goes by Marnie Giebink, Marnie Louise Loomans, Marnie Louise Loomansthecks, Marnie Louise Loomansthguecks, Marine Louise Loomansthuecks, Marnie L Loomansthuecks, Marnie Louise Loomansthuecks, Marnie Louise Loomanthuecks, was a registered financial professional .
Marnie is a previously registered financial professional and started their career in finance in 1988. Marnie had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2015 - August 16, 2018
PARK AVENUE SECURITIES LLC
October 17, 2008 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
April 10, 2008 - October 14, 2008
PARK AVENUE SECURITIES LLC
March 7, 2007 - December 18, 2007
ALLSPRING FUNDS DISTRIBUTOR, LLC
June 27, 1992 - December 31, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
October 17, 1989 - June 19, 1992
SII INVESTMENTS, INC.
July 21, 1988 - October 4, 1989
A. G. EDWARDS & SONS, INC.
May 26, 1988 - August 12, 1988
IDS LIFE INSURANCE COMPANY
May 26, 1988 - August 12, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
