Douglas G. Yahn

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CRD#: 1838218

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Glen Yahn was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1988. Douglas had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 6, 2013 - April 7, 2020

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

VICTORVILLE, CA

Past

May 2, 2013 - April 7, 2020

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

VICTORVILLE, CA

Past

December 5, 2007 - June 11, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

HESPERIA, CA

Past

December 3, 2007 - June 11, 2012

LPL FINANCIAL LLC

CRD#: 6413

HESPERIA, CA

Past

February 8, 2005 - June 22, 2006

IFMG SECURITIES, INC.

RIA

CRD#: 14416

BEAUMONT, CA

Past

January 18, 2005 - June 22, 2006

IFMG SECURITIES, INC.

CRD#: 14416

BEAUMONT, CA

Past

December 15, 1997 - August 27, 2007

ARROWHEAD INVESTMENT CENTER, LLC

CRD#: 41435

BARSTOW, CA

Past

July 14, 1997 - November 25, 1997

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

June 14, 1996 - July 14, 1997

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

December 22, 1995 - June 14, 1996

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

May 10, 1990 - December 9, 1995

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

June 22, 1988 - April 18, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 7/17/1995

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/1994

General Securities Principal Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas G. Yahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

ARROWHEAD INVESTMENT CENTER, LLC

WAMU INVESTMENTS, INC.

ASB FINANCIAL SERVICES

ROBERT THOMAS SECURITIES, INC

SUNAMERICA SECURITIES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2000

Series 63

Date: 7/7/1988

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1988

Series 27

Date: 7/17/1995

Series 24

Date: 4/28/1994

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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