Hugh M. Tarbutton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Mcmaster Tarbutton, who also goes by Hugh Mcmaster Tarbutton Jr, Hugh Mcmaster Tarbutton Jr., Hugh Mcmaster Tarbutton, was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1988. Hugh had worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, Series 52TO, SIE, Series 7, Series 24, Series 53, Series 4 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2023 - October 9, 2025
ARKADIOS CAPITAL
May 26, 2016 - October 6, 2020
TRIAD ADVISORS LLC
May 20, 2016 - October 6, 2020
TRIAD ADVISORS LLC
June 30, 2005 - July 31, 2014
TRUIST INVESTMENT SERVICES, INC.
June 30, 2005 - July 31, 2014
TRUIST INVESTMENT SERVICES, INC.
June 12, 2002 - June 30, 2005
TRUIST SECURITIES, INC.
July 27, 2001 - June 30, 2005
TRUIST SECURITIES, INC.
March 26, 1998 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
June 21, 1996 - April 7, 1998
STERNE, AGEE & LEACH, INC.
October 14, 1988 - May 3, 1990
WACHOVIA SECURITIES, INC.
June 21, 1988 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/26/2023
General Securities Representative ExaminationSeries 52TO
Date: 9/26/2023
Municipal Securities Representative ExaminationCurrent Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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