Kevin M. Tolsma
KESTRA ADVISORY SERVICES
Camarillo, CA
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CRD#: 1837555
Professional summary
Kevin Michael Tolsma, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Camarillo, California and KESTRA INVESTMENT SERVICES, LLC located in Newbury Park, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Kevin has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: YOUNG LIFE POSITION: Camarillo Area Director NATURE: Faith based ministry to teenagers INVESTMENT RELATED: No NUMBER OF HOURS: 28 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2013 ADDRESS: 420 N Cascade Ave, Colorado Springs CO 80903 DESCRIPTION: I serve as Area Director for Young Life in Camarillo, CA where I live. This involves helping plan and conduct Young Life events for teenagers in our community. I also help train leaders and submit periodic reports on our activities to the regional Young Life office. Business Name: FINANCIAL POINTE POSITION: Certified Financial Planner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/02/2013 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: Data gathering with clients and prospective clients to determine life life and health insurance needs and evaluate existing policies of theirs (if applicable) and provide recommendations that may involve the solicitation of life and health insurance products including annuities and long-term care policies. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Independent Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Assist clients with financial planning by running cash flow projections and helping them construct, manage and monitor investment portfolios to help them achieve their financial goals and objectives.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Tolsma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 3, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 3323 Old Conejo Rd, Newbury Park, CA 91320RIA
CRD#: 283330
Camarillo, CA
Current
October 3, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3323 Old Conejo Rd, Newbury Park, CA 91320BD
CRD#: 42046
Newbury Park, CA
Past
September 1, 2023 - October 6, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
NEWBURY PARK, CA
Past
September 1, 2023 - October 6, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
NEWBURY PARK, CA
Past
January 10, 2013 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
NEWBURY PARK, CA
Past
January 3, 2013 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
NEWBURY PARK, CA
Past
December 12, 2008 - January 3, 2013
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
CAMARILLO, CA
Past
December 12, 2008 - January 3, 2013
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
CAMARILLO, CA
Past
October 16, 2000 - December 26, 2008
EPLANNING ADVISORS INC
RIA
CRD#: 109184
BELLEVUE, WA
Past
June 2, 2000 - December 11, 2008
EPLANNING SECURITIES, INC.
BD
CRD#: 46000
ROSEVILLE, CA
Past
January 3, 1996 - June 1, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 19, 1994 - January 4, 1996
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
October 25, 1989 - May 19, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
October 25, 1989 - May 19, 1994
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
May 26, 1988 - November 1, 1989
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/3/2023)
RR
Arizona(10/3/2023)
RR
California(10/3/2023)
IAR
California(10/3/2023)
RR
Florida(10/3/2023)
RR
Georgia(8/20/2024)
RR
Hawaii(10/5/2023)
RR
Idaho(10/3/2023)
RR
Indiana(10/4/2023)
RR
Mississippi(10/3/2023)
RR
Missouri(10/3/2023)
RR
Nevada(10/3/2023)
RR
Oregon(10/3/2023)
RR
Washington(10/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
