Shawn M. Bragdon
Professional summary
Shawn Michael Bragdon is a registered financial advisor currently at TLG ADVISORS, INC. located in Costa Mesa, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Shawn has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Michael Bragdon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2017 - Present
TLG ADVISORS, INC.
Office #1: 2900 Bristol Street, Suite B300, Costa Mesa, CA 92626February 7, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 18, 2016 - October 24, 2016
ARETE WEALTH MANAGEMENT, LLC
February 14, 2012 - April 13, 2016
P.J. ROBB VARIABLE, LLC
April 14, 2010 - February 8, 2012
OSAIC FS, INC.
April 13, 2010 - February 8, 2012
OSAIC FS, INC.
November 12, 2008 - March 24, 2010
J.P. TURNER & COMPANY, L.L.C.
November 3, 2008 - March 24, 2010
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
December 11, 2006 - August 22, 2008
OSAIC FS, INC.
December 7, 2006 - August 22, 2008
OSAIC FS, INC.
July 12, 2006 - October 16, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 12, 2006 - October 16, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 20, 2002 - July 13, 2006
OSAIC FS, INC.
April 2, 1992 - July 13, 2006
OSAIC FS, INC.
March 16, 1990 - November 30, 1990
AMERICAN FRONTEER FINANCIAL CORPORATION
March 22, 1989 - March 3, 1990
CHATFIELD DEAN & CO., INC.
June 6, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2017)
(2/15/2017)
Exams
FINRA
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
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