Todd A. Spille
Professional summary
Todd Alan Spille is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Indianapolis, Indiana and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Lafayette, Indiana.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Todd has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Alan Spille's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2020 - Present
THURSTON SPRINGER ADVISORS
Office #1: 9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240January 21, 2016 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 35 Executive Drive Suite 2, Lafayette, IN 47905January 21, 2016 - November 24, 2020
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
January 30, 2015 - January 28, 2016
STONEX ADVISORS INC.
September 12, 2014 - January 28, 2016
STONEX SECURITIES INC.
May 20, 2003 - January 30, 2015
WRP INVESTMENTS, INC.
May 20, 2003 - September 12, 2014
WRP INVESTMENTS, INC.
December 17, 1998 - June 10, 2003
FFP ADVISORY SERVICES INC
February 27, 1995 - June 10, 2003
FFP SECURITIES, INC.
October 5, 1990 - March 21, 1995
CITY SECURITIES CORPORATION
August 3, 1990 - September 7, 1990
FIRST PACIFIC CAPITAL CORPORATION
May 22, 1989 - August 18, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 22, 1989 - August 18, 1990
PRUCO SECURITIES, LLC.
November 16, 1988 - May 17, 1989
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 5, 1988 - August 20, 1988
WADDELL & REED
Primary Firm SEC Registration
THURSTON SPRINGER ADVISORS
CRD#: 299201 / SEC#: 801-114256
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2016)
(1/21/2016)
(1/21/2016)
(8/25/2020)
(1/21/2016)
(1/21/2016)
(1/21/2016)
Exams
FINRA
Current Firm
THURSTON SPRINGER ADVISORS
CRD#: 299201 / SEC#: 801-114256
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
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