Diana D. Jimenez Nettleship
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diana D Jimenez Nettleship, who also goes by Diana D Jimenez, Diana Dolores Jimeneznettleship, was a registered financial professional .
Diana is a previously registered financial professional and started their career in finance in 1988. Diana had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1992 - July 2, 2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
March 26, 1992 - July 2, 2015
UBS FINANCIAL SERVICES INC.
May 27, 1988 - July 20, 1992
FIRST CONTINENTAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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