Millicent Evanoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Millicent Evanoff, who also goes by Millicent Z Evanoff, Millicent Evanoff, Mitzi Evanoff, Millicent Mitzi, was a registered financial professional .
Millicent is a previously registered financial professional and started their career in finance in 1988. Millicent had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2014 - February 5, 2018
QUEST CAPITAL STRATEGIES, INC.
June 11, 2014 - February 5, 2018
QUEST CAPITAL STRATEGIES, INC.
November 19, 2010 - July 3, 2012
SIGNATOR INVESTORS, INC.
September 7, 2010 - July 3, 2012
SIGNATOR INVESTORS, INC.
September 7, 2006 - December 31, 2008
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
February 1, 2006 - May 7, 2010
LASALLE ST SECURITIES, L.L.C.
December 7, 2004 - February 3, 2006
COMERICA SECURITIES
January 13, 1994 - February 3, 2006
COMERICA SECURITIES
September 3, 1993 - December 31, 1993
VOYA FINANCIAL ADVISORS, INC.
May 29, 1991 - December 14, 1992
LEHMAN BROTHERS INC.
April 22, 1991 - May 21, 1991
MARINER FINANCIAL SERVICES, INC.
June 21, 1988 - June 21, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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