Karen G. Hutton
Professional summary
Karen Gaye Hutton, who also goes by Karen Cliff, Karen Gaye Clift, Karen G Hutton, Karen Gayle Hutton, Karen Hutton, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Marshfield, Missouri.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1989. Karen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Gaye Hutton's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2010 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 440 Meadowview Dr, Marshfield, MO 65706-2417Office #2: 110 S Lewis St, Monroe, WA 98272-2353June 1, 2009 - May 11, 2010
MORGAN STANLEY
June 1, 2009 - May 11, 2010
MORGAN STANLEY
September 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 25, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 8, 2005 - December 12, 2005
WAMU INVESTMENTS, INC.
December 7, 2005 - April 28, 2008
INTEGRITY TRADING, INC.
June 29, 2005 - December 12, 2005
WAMU INVESTMENTS, INC.
January 2, 2003 - June 16, 2005
ALLSTATE FINANCIAL SERVICES, LLC
February 17, 1998 - December 2, 2002
MORGAN STANLEY DW INC.
September 8, 1997 - December 2, 2002
MORGAN STANLEY DW INC.
February 21, 1995 - September 8, 1997
WELLS FARGO BROKERAGE SERVICES, L.L.C.
March 4, 1994 - January 20, 1995
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 18, 1989 - February 9, 1994
IDS LIFE INSURANCE COMPANY
July 18, 1989 - February 9, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2012)
(10/19/2021)
(8/28/2025)
(1/10/2013)
(4/6/2017)
(3/21/2024)
(1/8/2020)
(8/29/2025)
(3/9/2023)
(6/9/2010)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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