RY
Richard A. Yantis
RDA FINANCIAL NETWORK
Cedar Falls, IA 50613
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CRD#: 1835261
RY
Professional summary
Richard Allen Yantis, CFP®, who also goes by Dick Yantis, is a registered financial advisor currently at RDA FINANCIAL NETWORK located in Cedar Falls, Iowa.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Richard has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dick Yantis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)YANTIS & ASSOCIATES INSURANCE - Sales - Insurance Sales - INVESTMENT RELATED - 01/01/2005 - Cedar Falls IA 2.)RDA FINANCIAL NETWORK INC. - Investment advisor - A Registered Investment Advisor (RIA) - INVESTMENT RELATED - 08/01/2010 - Cedar Falls IA 2.)YANTIS & ASSOCIATES FINANCIAL ADV - PARTNER - DBA Name for Marketing Purposes Only - Cedar Falls,IA - Since 01/2005 - Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Richard Allen Yantis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
August 2, 2010 - Present
RDA FINANCIAL NETWORK
Office #1: 2603 Rainbow Dr, Cedar Falls, IA 50613RIA
CRD#: 147309
Cedar Falls, IA
Past
July 15, 2016 - December 31, 2022
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CEDAR FALLS, IA
Past
August 2, 2010 - July 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CEDAR FALLS, IA
Past
January 23, 2009 - August 2, 2010
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LAVISTA, NE
Past
January 23, 2009 - August 2, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CEDAR FALLS, IA
Past
April 12, 2005 - February 7, 2009
BRECEK & YOUNG ADVISORS, INC.
RIA
CRD#: 40395
CEDAR FALLS, IA
Past
January 3, 2005 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
CEDAR FALLS, IA
Past
January 1, 1999 - January 12, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CEDAR FALLS, IA
Past
June 22, 1988 - January 12, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 22, 1988 - January 12, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(8/2/2010)
IAR
Texas(11/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 Reed Street Suite #2, Akron, IA 51001
Mailing Address
321 Reed Street Suite #2, Akron, IA 51001
Phone number
(888) 300-4975
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 578,744,853 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
