Michael J. Mcbride

MCBRIDE FINANCIAL ADVISORS

Burien, WA

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CRD#: 1834978

Professional summary

Michael James Mcbride is a registered financial advisor currently at MCBRIDE FINANCIAL ADVISORS, LLC located in Burien, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AN INVESTMENT ADVISOR WITH MCBRIDE FINANCIAL ADVISORS, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Mcbride's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2000 - Present

MCBRIDE FINANCIAL ADVISORS, LLC

RIA

CRD#: 114843

Burien, WA

Past

August 11, 2000 - November 15, 2005

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

June 13, 2000 - June 14, 2000

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

July 26, 1995 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

June 13, 1990 - July 27, 1995

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

March 14, 1990 - June 19, 1990

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCBRIDE FINANCIAL ADVISORS, LLC

CRD#: 114843 / SEC#: 801-117894

RIA

Registered Investment Advisory firm - (1/3/2020 Approved)

Washington

Registered Investment Advisory firm - (4/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/13/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/13/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCBRIDE FINANCIAL ADVISORS, LLC

CRD#: 114843 / SEC#: 801-117894

RIA

Registered Investment Advisory firm - (1/3/2020 Approved)

Washington

Registered Investment Advisory firm - (4/30/2020 Terminated)

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Contact information

Main Address

Seattle, WA

Mailing Address

P.o. Box 1328, Seahurst, WA 98062

Phone number

(206) 223-0561

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MCBRIDE FINANCIAL ADVISORS, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	498
AUM (Assets Under Management)	$ 170,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Mcbride

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Mcbride's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC WEST SECURITIES, INC.

PACIFIC WEST SECURITIES, INC.

PACIFIC HARBOR SECURITIES, INC.

EQUITY SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

MCBRIDE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/1996

Series 63

Date: 3/15/1990

Series 7

Date: 3/11/1991

Series 6

Date: 3/13/1990

Current Firm

MCBRIDE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCBRIDE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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