HL
Harry N. Levitt
TLG ADVISORS
Indianapolis, IN 46268
Some features on this profile are disabled
CRD#: 1834408
HL
Professional summary
Harry Norman Levitt, who also goes by Harry Levitt, is a registered financial advisor currently at TLG ADVISORS, INC. located in Indianapolis, Indiana and THE LEADERS GROUP, INC. located in Indianapolis, Indiana.
Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Harry has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harry Levitt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDIVIDUAL TRUSTS- 1/1/2012 - 1600 Capri Drive, Pacific Palisades, CA 90272 - Trustee, Individual trusts for Brandt Wrightsman, Halle Levitt, Oliver Levitt and Carly Levitt set up by Bob Levitt for his children, Not Invt Rel, 0 hrs/mo. 2.) MACK FINANCIAL GROUP - 1/1/2011 - 3388 Founders Road, Suite 100, Indianapolis, IN 46268 - Managing Director, Sales, Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 1/10/2019 - 26 W. Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) FINDER FEES - 11/2/2021 - 1600 Capri Drive, Pacific Palisades, CA 90272 - Introduce the principals of TCS (a firm specializing in long term disability and group life and disability insurance) to key decision makers at large hospitals, medical groups and corporate entities, Not Inv't Rel, 5 hrs/mo; 5 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Harry Norman Levitt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2019 - Present
TLG ADVISORS, INC.
Office #1: 3388 Founders Road, Suite 100, Indianapolis, IN 46268RIA
CRD#: 111052
Indianapolis, IN
Current
January 3, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 3388 Founders Road Suite 100, Indianapolis, IN 46268BD
CRD#: 37157
Indianapolis, IN
Past
April 12, 2018 - December 31, 2018
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PACIFIC PALISADES, CA
Past
June 29, 2015 - December 31, 2015
WITHERSPOON ASSET MANAGEMENT LLC
RIA
CRD#: 165737
YORBA LINDA, CA
Past
April 13, 2001 - December 31, 2018
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
INDIANAPOLIS, IN
Past
April 9, 1990 - April 11, 2001
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
May 25, 1988 - February 21, 1990
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2019)
RR
California(1/3/2019)
IAR
California(1/10/2019)
RR
Connecticut(1/3/2019)
RR
District of Columbia(1/3/2019)
RR
Florida(1/3/2019)
RR
Georgia(1/3/2019)
RR
Maryland(1/3/2019)
RR
New Jersey(1/3/2019)
RR
New York(1/3/2019)
RR
North Carolina(1/3/2019)
RR
Ohio(1/3/2019)
RR
Pennsylvania(1/3/2019)
RR
Texas(1/3/2019)
RR
Virginia(1/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
