Donald A. Tessmer

TAX & FINANCIAL MANAGEMENT

Atlanta, GA 30339

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CRD#: 1834222

Professional summary

Donald Alan Tessmer, CFP® is a registered financial advisor currently at TAX & FINANCIAL MANAGEMENT located in Atlanta, Georgia.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Donald has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAX & FINANCIAL MANAGEMENT INVESTMENT ADVISORY, ATLANTA GA. OWNER OPERATOR. THIS IS AN INVESTMENT RELATED ACTIVITY AND APPROXIMATELY 40 HOURS MONTHLY AND 35 HOURS MONTHLY DURING TRADING TIME IS SPENT IN COMMISSION OF THIS ACTIVITY. TAX & FINANCIAL MANAGEMENT ATLANTA GA. THIS IS NON INVESTMENT RELATED INSURANCE SALES. APPROXIMATELY 5 HOURS MONTHLY AND 5 HOURS MONTHLY DURING TRADING TIMES IS SPENT WITH THIS ACTIVITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Alan Tessmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

September 17, 2012 - Present

TAX & FINANCIAL MANAGEMENT

Office #1: 1870 The Exchange, Suite 200, Atlanta, GA 30339

RIA

CRD#: 127757

Atlanta, GA

Past

October 15, 2014 - December 31, 2017

KOVACK SECURITIES INC.

CRD#: 44848

ATLANTA, GA

Past

August 30, 2005 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

ATLANTA, GA

Past

June 16, 1994 - September 7, 2005

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

September 23, 1993 - July 18, 1994

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

April 5, 1993 - September 22, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

April 5, 1993 - September 22, 1993

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

May 25, 1988 - June 4, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 25, 1988 - June 4, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Current Firm

TAX & FINANCIAL MANAGEMENT

CRD#: 127757 / SEC#:

Georgia

Registered Investment Advisory firm - (3/3/1994 Approved)

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Contact information

Main Address

1870 The Exchange, Suite 200, Atlanta, GA 30339

Mailing Address

Phone number

(770) 980-2575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 31,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald A. Tessmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Alan Tessmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK SECURITIES INC.

RESOURCE HORIZONS GROUP LLC

DUNWOODY BROKERAGE SERVICES, INC.

OGILVIE SECURITY ADVISORS CORPORATION

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/1994

Series 63

Date: 6/3/1988

SIE

Date: 12/31/2017

Series 7

Date: 5/21/1988

Current Firm

TAX & FINANCIAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAX & FINANCIAL MANAGEMENT

TRUST BUT VERIFY

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