Thomas C. Raimondi

CAVU SECURITIES LLC

New York, NY 10017

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CRD#: 1834178

Professional summary

Thomas Carmine Raimondi is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 17 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Carmine Raimondi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2024 - Present

CAVU SECURITIES LLC

Office #1: 777 Third Avenue Suite 2102, New York, NY 10017

CRD#: 6906

New York, NY

Past

December 5, 2018 - April 8, 2024

DREXEL HAMILTON, LLC

CRD#: 143570

Miami, FL

Past

July 11, 2016 - December 6, 2018

CAVU SECURITIES LLC

CRD#: 6906

NEW YORK, NY

Past

February 9, 2015 - July 7, 2016

CASTLEOAK SECURITIES, LP

CRD#: 125334

NEW YORK, NY

Past

August 5, 2013 - June 27, 2014

CAVU SECURITIES LLC

CRD#: 6906

NEW YORK, NY

Past

May 1, 2013 - June 10, 2013

BAYES CAPITAL LLC

CRD#: 159644

OLD TAPPAN, NJ

Past

May 1, 2013 - July 31, 2013

WELBORN CAPITAL LLC

CRD#: 152234

HUDSON, NY

Past

January 29, 2013 - May 16, 2013

XFA SECURITIES, LLC

CRD#: 147909

CHICAGO, IL

Past

June 15, 2012 - December 21, 2012

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

January 25, 2012 - July 3, 2012

3 BRIDGES SECURITIES

CRD#: 2474

NEW YORK, NY

Past

September 30, 2011 - March 27, 2013

X-CHANGE FINANCIAL ACCESS, LLC

CRD#: 126201

CHICAGO, IL

Past

April 20, 2007 - June 20, 2011

CASTLEOAK SECURITIES, LP

CRD#: 125334

NEW YORK, NY

Past

January 17, 2007 - October 17, 2007

FAGENSON & CO., INC.

CRD#: 1781

NEW YORK, NY

Past

September 21, 2006 - January 18, 2007

FAIRBRIDGE CAPITAL MARKETS

CRD#: 103818

GUAYNABO, PR

Past

November 26, 2002 - April 2, 2003

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

October 9, 2002 - December 6, 2002

NEWEDGE FINANCIAL INC.

CRD#: 27322

CHICAGO, IL

Past

May 7, 2001 - December 18, 2001

PRINCETON FINANCIAL GROUP, LLC

CRD#: 44865

NORTH BRUNSWICK, NJ

Past

June 20, 2000 - June 20, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 5, 1997 - August 7, 1997

LAMBORN SECURITIES INCORPORATED

CRD#: 17489

NEW YORK, NY

Past

August 5, 1997 - August 4, 1998

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/4/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1997

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/20/1989

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAVU SECURITIES LLC

CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: , 8-18428

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

777 Third Avenue Suite 2102, New York, NY 10017

Mailing Address

777 Third Avenue Suite 2102, New York, NY 10017

Phone number

(212) 916-3840

Established

Delaware since 08/02/2010

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GPAR HOLDINGS I, LLC	SHAREHOLDER
FLORIDA CAVU, LLC	SHAREHOLDER
LOHWATER, KARL WILLEM	FINANCIAL AND OPERATIONS PRINCIPAL	2684561
MEDINA, NICOLAS ETTORE	CHIEF COMPLIANCE OFFICER	2413385
PARSONS, GREGORY ALLEN	PRESIDENT, CEO,	3148868

Red Flags

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Firm Stability Insights

Thomas C. Raimondi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Carmine Raimondi's CRS (Customer Relationship Summary).

Certified licenses

Experience

DREXEL HAMILTON, LLC

CAVU SECURITIES LLC

CASTLEOAK SECURITIES, LP

CAVU SECURITIES LLC

BAYES CAPITAL LLC

WELBORN CAPITAL LLC

XFA SECURITIES, LLC

R. F. LAFFERTY & CO., INC.

3 BRIDGES SECURITIES

X-CHANGE FINANCIAL ACCESS, LLC

CASTLEOAK SECURITIES, LP

FAGENSON & CO., INC.

FAIRBRIDGE CAPITAL MARKETS

ABN AMRO INCORPORATED

NEWEDGE FINANCIAL INC.

PRINCETON FINANCIAL GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LAMBORN SECURITIES INCORPORATED

SCHONFELD SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2012

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1997

Series 3

Date: 9/20/1989

Series 24

Date: 5/9/2012

FINRA

Current Firm

CAVU SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAVU SECURITIES LLC

TRUST BUT VERIFY

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