SE
Steven M. Elefson
VISIONARY WEALTH ADVISORS
Jackson, MO 63755
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CRD#: 1833583
SE
Professional summary
Steven Michael Elefson, who also goes by Steven M Elefson, Steve Elefson, is a registered financial advisor currently at VISIONARY WEALTH ADVISORS, LLC located in Jackson, Missouri.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Steven has worked at 11 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven M Elefson | Steve Elefson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Southeast MO Medical Center, INC. - Not Investment Related - 2480 Main St. Ste E, Jackson, MO 63755 - 501(C)(3) organization - President of the board of directors - 1991 - < 1 hours a month - < 1 Trading hours a month - Chair Annual and Special meetings. 2. R.O. Mills Management - Not Investment Related - 620 W Jackson Blvd, Jackson, MO 63755 - LLC Management Company for my advisory practice - Owner - 2010 - 5 hours a month. - 1-2 trading hours a month - This is the LLC that employs the people who work for me in my advisory practice as well as provides many of my corporate benefits and which my compensation passes through. 3. R.O. Mills Real Estate, LLC - Not Investment Related - 620 W Jackson Blvd, Jackson MO 63755 - Personal Real Estate Holdings (Including the Office) - Owner - June 2012 - Less than 2 hours a month - Less than 1 trading hour a month - Oversee properties and collect rents. 4. PKS Financial - Investment Related - 80 State St, Albany NY 12207 - Fixed and Traditional Insurance - Agent - 1/30/2020 - 5 hours a month - 1 trading hour a month - sales of fixed and traditional insurance products. 5. Visionary Wealth Advisors - Investment related - 1405 Green Mount road ste 500 O'Fallon IL 62269 - RIA - Wealth Management Advisor - 1/2019 - 160+ hours a month - almost every hour of securities trading hours - None.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Elefson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2019 - Present
VISIONARY WEALTH ADVISORS, LLC
Office #1: 620 W. Jackson Blvd., Jackson, MO 63755RIA
CRD#: 169610
Jackson, MO
Past
February 5, 2020 - December 31, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Jackson, MO
Past
January 2, 2019 - November 21, 2019
IFS SECURITIES
BD
CRD#: 40375
Jackson, MO
Past
February 2, 2015 - December 31, 2018
CARY STREET PARTNERS
RIA
CRD#: 128545
JACKSON, MO
Past
February 2, 2015 - December 31, 2018
CARY STREET PARTNERS
BD
CRD#: 128089
Jackson, MO
Past
December 2, 2011 - January 30, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
JACKSON, MO
Past
December 1, 2011 - January 30, 2015
VIKING WEALTH ADVISORS
RIA
CRD#: 159327
JACKSON, MO
Past
January 15, 2010 - September 2, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
January 4, 2010 - November 30, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
JACKSON, MO
Past
January 4, 2010 - November 30, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
JACKSON, MO
Past
October 1, 2004 - January 7, 2010
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
JACKSON, MO
Past
September 30, 2004 - January 7, 2010
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
JACKSON, MO
Past
October 31, 1995 - October 6, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
JACKSON, MO
Past
September 15, 1995 - October 6, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
May 25, 1988 - September 18, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VISIONARY WEALTH ADVISORS, LLC
ARVEN ADVISORS | VISIONARY WEALTH ADVISORS, LLC | DORIA ADVISORS, LLC | BANYAN WEALTH ADVISORS
CRD#: 169610 / SEC#: 801-78788
RIA
Registered Investment Advisory firm - (11/12/2013 Approved)Iowa
Registered Investment Advisory firm - (12/23/2019 Terminated)Mississippi
Registered Investment Advisory firm - (12/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/29/2019)
IAR
Missouri(1/2/2019)
IAR
Texas(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
VW
VISIONARY WEALTH ADVISORS, LLC
ARVEN ADVISORS | VISIONARY WEALTH ADVISORS, LLC | DORIA ADVISORS, LLC | BANYAN WEALTH ADVISORS
CRD#: 169610 / SEC#: 801-78788
RIA
Registered Investment Advisory firm - (11/12/2013 Approved)Iowa
Registered Investment Advisory firm - (12/23/2019 Terminated)Mississippi
Registered Investment Advisory firm - (12/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1401 South Brentwood Boulevard Suite 700, St. Louis, MO 63144
Mailing Address
Phone number
(314) 764-2727
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,262 |
| AUM (Assets Under Management) | $ 2,857,606,496 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2023 | ||
| 10/12/2023 | ||
| 12/14/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VISIONARY WEALTH ADVISORS, LLC
CRD#: 169610Jackson, MO 63755TRUST BUT VERIFY
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Contact information
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