Steven Michael Elefson
Professional Summary
Steven Michael Elefson, who also goes by Steven M Elefson, Steve Elefson, is a registered financial advisor currently at VISIONARY WEALTH ADVISORS, LLC located in Jackson, Missouri. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Steven has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven M Elefson, Steve Elefson
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ARVEN ADVISORS | VISIONARY WEALTH ADVISORS, LLC | DORIA ADVISORS, LLC | BANYAN WEALTH ADVISORS
Contact Information
Main Address
1401 South Brentwood Boulevard Suite 700, St. Louis, MO 63144Phone Number
(314) 764-2727# of Employees
74SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
11,041AUM (Assets Under Management)
$3,536,310,209Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2023 | Cover Page | Report |
| 10/12/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARVEN ADVISORS | VISIONARY WEALTH ADVISORS, LLC | DORIA ADVISORS, LLC | BANYAN WEALTH ADVISORS
State Registrations and Notice Filings
(5/29/2019)
(1/2/2019)
(1/2/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2004About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Elefson's CRS (Customer Relationship Summary).
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