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Gary Reed Stratton

VISTAFRONT PARTNERS
FRANKFORT, KY
·CRD# 1832618·5 years experience

Professional Summary

Gary Reed Stratton is a registered financial advisor currently at VISTAFRONT PARTNERS INC located in Frankfort, Kentucky. Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Gary has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

VISTAFRONT PARTNERS INC·CRD# 307057
RIA
682 Teton Trail, Frankfort, KY 40601
March 22, 2021 - Present

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Current Firm

VP
VISTAFRONT PARTNERS INC

VISTAFRONT PARTNERS INC | WEALTHFRONT PARTNERS INC

CRD#: 307057
Kentucky
Registered Investment Advisory firm - Kentucky (11/5/2020 Approved)
Virginia
Registered Investment Advisory firm - Virginia (1/5/2021 Approved)

Contact Information

Main Address

682 Teton Trail, Frankfort, KY 40601

Mailing Address

P.o. Box 404, Frankfort, KY 40602

Phone Number

(859) 750-5881

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

24

AUM (Assets Under Management)

$642,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kentucky State University, Frankfort, Kentucky, Associate Professor of Economics and Finance. This business is not investment related. Working part time with VistaFront Partners Inc. This is a full time teaching position. . Hours teaching during market trading hours vary from semester to semester, but I approximate that I will be available 4 hours each day during trading hours. Bluegrass Crypto Inc. is located at 110 Cherry Street, Lawrenceburg, KY 40342. This company is not investment related. Dr. Stratton serves as VP of the company. This company was established for the purpose of mining and collecting ethereum coins. The company is owner of 12.5 coins at the moment and owns the server equipment for the purpose of mining. The company has stopped mining for ethereum because the mining for this has been halted. The company will only hold these coins for future appreciation in value. Dr. Stratton has spent minimal time on this company. Less than an hour per week, none of which is during securities trading hours. Dr. Stratton is the Registered Agent for Friends of BRED Business LLC, a private for profit company with the mission of giving back to the School of Business at Kentucky State University. It was formed on July 19, 2024. His role is to work with an Executive Committee only as a consultant as they form and build the company in its dual role as a for profit company with a philanthropic endeavor. The address on file is 700 Leslie Avenue, Frankfort, KY 40601. This company is not investment related. Time spent is less than 2 hours each week, none spent during trading hours. Dr. Stratton is the Registered Agent and consultant for Friends of HBCU's LLC. The company was formed on July 19, 2024. His role in this company is to consult the Executive Committee as they develop the company into a for profit company with the mission of giving back to Historically Black Colleges and Universities (HBCU's). This company is also a for profit company with a philanthropic endeavor. The address on file is 700 Leslie Avenue, Frankfort, KY 40601. Time spent is less than two hours per week and none during trading hours. This company is not investment related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Kentucky
(3/22/2021)
IAR
Virginia
(3/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2021About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Gary Reed Stratton's CRS (Customer Relationship Summary).

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