Carter C. Bick

ARBOR CAPITAL MANAGEMENT

SAN MATEO, CA 94402

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CRD#: 1832439

Professional summary

Carter Christian Bick, who also goes by N/a, is a registered financial advisor currently at ARBOR CAPITAL MANAGEMENT, LLC located in San Mateo, California.

Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Carter has worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

N/a

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Christian Bick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2000 - Present

ARBOR CAPITAL MANAGEMENT, LLC

Office #1: 155 Bovet Road Suite 406, San Mateo, CA 94402

RIA

CRD#: 135450

SAN MATEO, CA

Past

January 5, 1996 - January 15, 1998

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 27, 1990 - January 4, 1996

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

June 6, 1988 - August 9, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/24/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/31/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/27/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Current Firm

ARBOR CAPITAL MANAGEMENT, LLC

CRD#: 135450 / SEC#:

California

Registered Investment Advisory firm - (7/24/2000 Approved)

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Contact information

Main Address

155 Bovet Road Suite 406, San Mateo, CA 94402

Mailing Address

Phone number

(650) 779-4040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 14,800,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Carter C. Bick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Christian Bick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR CAPITAL MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

PERSHING LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/31/1988

Series 3

Date: 6/27/1988

Series 7

Date: 5/21/1988

Current Firm

ARBOR CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARBOR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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