Karen R. Filler
Professional summary
Karen Randy Filler, who also goes by Karen Randy Strauss, Karen Strauss, is a registered financial advisor currently at LEGACY EDGE ADVISORS located in New York, New York.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Karen has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Randy Filler's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2025 - Present
LEGACY EDGE ADVISORS
Office #1: 260 Madison Avenue 8th Floor, New York, NY 10016May 16, 2007 - May 6, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 11, 2007 - May 6, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 11, 2000 - May 1, 2007
J.P. MORGAN SECURITIES INC.
December 22, 1998 - November 27, 2000
CHASE INVESTMENT SERVICES CORP.
May 13, 1994 - April 15, 1998
CHASE INVESTMENT SERVICES CORP.
April 21, 1993 - April 25, 1994
CAPITAL BROKERAGE CORPORATION
October 19, 1988 - December 22, 1992
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
LEGACY EDGE ADVISORS
CRD#: 328064 / SEC#: 801-128842
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/5/2025)
Exams
Current Firm
LEGACY EDGE ADVISORS
CRD#: 328064 / SEC#: 801-128842
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,118 |
| AUM (Assets Under Management) | $ 896,164,407 |
Red Flags
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