Karen R. Filler

LEGACY EDGE ADVISORS

New York, NY 10016

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CRD#: 1832434

Professional summary

Karen Randy Filler, who also goes by Karen Randy Strauss, Karen Strauss, is a registered financial advisor currently at LEGACY EDGE ADVISORS located in New York, New York.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Karen has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Randy Strauss | Karen Strauss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DOWNINGWOOD CONDOMINIUMS POSITION: serve on the board as Sargent in arms, to maintain order of the board meetings. I also, because of a recent death of a board member, now am the head of the welcome committee which means I contact new residence and welcome them to the community and answer any questions they may have about Downingwood Condominiums. This added role started June 1st 2022. NATURE: The board is made up of condo owners. It is to maintain the property, make and maintain rules. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2020 ADDRESS: Downingwood Condominiums, 200 Birch Lane, Irvington NY 10533, United States DESCRIPTION: Serving on the Board (2) SHAMES JEWISH COMMUNITY CENTER ON THE HUDSON POSITION: Trustee at large, no specific office held NATURE: JCC is a non-sectarian community center providing social, recreational, educational, and cultural programming INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2025 ADDRESS: 371 S. Broadway, Tarrytown NY 10591, United States DESCRIPTION: attend board meetings 6 times a year at night

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Randy Filler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2025 - Present

LEGACY EDGE ADVISORS

Office #1: 260 Madison Avenue 8th Floor, New York, NY 10016

RIA

CRD#: 328064

New York, NY

Past

May 16, 2007 - May 6, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

NEW YORK, NY

Past

May 11, 2007 - May 6, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

November 11, 2000 - May 1, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

December 22, 1998 - November 27, 2000

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

May 13, 1994 - April 15, 1998

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

April 21, 1993 - April 25, 1994

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

October 19, 1988 - December 22, 1992

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY EDGE ADVISORS

LEGACY EDGE ADVISORS | LEGACY EDGE ADVISORS, LLC

CRD#: 328064 / SEC#: 801-128842

RIA

Registered Investment Advisory firm - (2/1/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

LEGACY EDGE ADVISORS

LEGACY EDGE ADVISORS | LEGACY EDGE ADVISORS, LLC

CRD#: 328064 / SEC#: 801-128842

RIA

Registered Investment Advisory firm - (2/1/2024 Approved)

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Contact information

Main Address

485 Underhill Blvd. Suite 100, Syosset, NY 11791

Mailing Address

Phone number

(516) 447-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- LEGACY EDGE ADVISORS (3/13/2025)

FORM ADV PART 2A- LEGACY EDGE ADVISORS (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,118
AUM (Assets Under Management)	$ 896,164,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Karen R. Filler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Randy Filler's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

J.P. MORGAN SECURITIES INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CAPITAL BROKERAGE CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

LEGACY EDGE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2007

Series 63

Date: 11/4/1988

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1988

Current Firm

LEGACY EDGE ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY EDGE ADVISORS

TRUST BUT VERIFY

Contact information

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