Jody J. Lafont
Professional summary
Jody James Lafont is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in River Ridge, Louisiana and CETERA INVESTMENT SERVICES LLC located in Harahan, Louisiana.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jody has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jody James Lafont's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10009 Jefferson Highway Ste A, River Ridge, LA 70123Office #2: 701 Poydras Street, New Orleans, LA 70139August 10, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 5200 Mounes Street, Harahan, LA 70123Office #2: 10009 Jefferson Highway Suite A, River Ridge, LA 70123Office #3: 701 Poydras Street, New Orleans, LA 70139October 24, 2007 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
August 14, 2003 - December 15, 2004
HANCOCK WHITNEY INVESTMENT SERVICES INC.
July 17, 2003 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
August 14, 2000 - July 30, 2003
UBS FINANCIAL SERVICES INC.
August 14, 2000 - July 30, 2003
UBS FINANCIAL SERVICES INC.
August 1, 1996 - August 14, 2000
J.C. BRADFORD & CO.
September 19, 1990 - January 23, 1996
CAPITAL ONE INVESTMENTS, LLC
November 22, 1988 - August 29, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
November 22, 1988 - August 29, 1990
MONY SECURITIES CORPORATION
May 25, 1988 - November 23, 1988
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2022)
(1/10/2024)
(8/10/2022)
(9/14/2022)
(8/12/2022)
(2/14/2025)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(11/2/2023)
(10/28/2022)
(10/13/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(10/7/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644River Ridge, LA 70123TRUST BUT VERIFY
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