David M. Mangano

KESTRA ADVISORY SERVICES

Williamsville, NY 14221

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CRD#: 1832352

Professional summary

David Michael Mangano, who also goes by Dave Mangano, David M Mangano, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Williamsville, New York and KESTRA INVESTMENT SERVICES, LLC located in Williamsville, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Mangano | David M Mangano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: CORNERSTONE CAPITAL WEALTH MANAGEMENT POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 06/16/2025 ADDRESS: 5635 Harris Hill Road, Williamsville NY 14221, United States DESCRIPTION: Present to clients various insurance and or fixed annuity options. Name: CHAPEL WOODS HOMEOWNERS ASSOCIATION POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2004 ADDRESS: PO Box 272, Williamsville NY 14221, United States DESCRIPTION: Decide what needs to be done in common areas and research best provider of services. I do not handle any money. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/16/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Mangano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 5635 Harris Hill Rd, Williamsville, NY 14221

RIA

CRD#: 283330

Williamsville, NY

Current

July 1, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 5635 Harris Hill Rd, Williamsville, NY 14221

CRD#: 42046

Williamsville, NY

Past

August 3, 2021 - July 8, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

NORTH BOSTON, NY

Past

July 7, 2008 - July 8, 2025

LPL FINANCIAL LLC

CRD#: 6413

NORTH BOSTON, NY

Past

February 15, 1999 - June 6, 2008

M&T SECURITIES, INC.

CRD#: 17358

BUFFALO, NY

Past

January 30, 1997 - February 19, 1999

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

March 1, 1996 - May 10, 1996

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 15, 1995 - January 29, 1997

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

April 17, 1991 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Past

September 12, 1989 - December 31, 1990

G. R. PHELPS & CO., INC.

CRD#: 173

Past

July 28, 1988 - August 29, 1989

MML INVESTORS SERVICES, LLC

CRD#: 10409

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/1/2025)

Massachusetts
(7/1/2025)

New Jersey
(7/1/2025)

New York
(7/1/2025)

IAR

New York
(7/1/2025)

North Carolina
(7/9/2025)

Pennsylvania
(7/1/2025)

Texas
(7/1/2025)

IAR

Texas
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/27/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David M. Mangano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Mangano's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

M&T SECURITIES, INC.

EQUITY SERVICES, INC.

MML INVESTORS SERVICES, LLC

THE ADVISORS GROUP, INC.

G. R. PHELPS & CO., INC.

G. R. PHELPS & CO., INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/1988

SIE

Date: 10/1/2018

Series 6

Date: 7/27/1988

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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