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Michael N. Markunas

EFG CAPITAL INTERNATIONAL
MIAMI, FL 33131
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CRD#: 1832307
MM
Michael Nmn MarkunasEFG CAPITAL INTERNATIONAL

Professional summary

Michael Nmn Markunas, who also goes by Michael Markunas, is a registered financial professional currently at EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 14 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 28, Series 24 and Series 8 exams.

Aliases

Michael Markunas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Nmn Markunas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2026 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Avenue 9th Floor, Miami, FL 33131
BD
CRD#: 40118
MIAMI, FL
Past

June 9, 2025 - July 1, 2026

YORKVILLE SECURITIES, LLC

BD
CRD#: 330480
MOUNTAINSIDE, NJ
Past

February 10, 2022 - January 3, 2023

FOCALPOINT SECURITIES, LLC

BD
CRD#: 133168
LOS ANGELES, CA
Past

March 25, 2021 - July 22, 2022

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

December 2, 2019 - June 2, 2025

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Los Angeles, CA
Past

February 6, 2018 - March 4, 2019

B. RILEY & CO., LLC

BD
CRD#: 40355
LOS ANGELES, CA
Past

June 29, 2017 - August 25, 2020

MLV & CO. LLC

BD
CRD#: 150959
NEW YORK, NY
Past

June 28, 2017 - June 2, 2025

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Los Angeles, CA
Past

March 3, 2016 - November 30, 2017

B. RILEY & CO., LLC

BD
CRD#: 40355
LOS ANGELES, CA
Past

September 18, 2013 - January 20, 2016

ATHENE SECURITIES, LLC

BD
CRD#: 36867
El Segundo, CA
Past

August 13, 2002 - July 1, 2005

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

August 9, 2002 - July 1, 2005

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
ORANGE, CA
Past

March 28, 2000 - March 27, 2002

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 29, 1997 - April 5, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 31, 1993 - February 5, 1997

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 25, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/14/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/23/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/27/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/19/2013
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/30/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

EC
EFG CAPITAL INTERNATIONAL
BDD CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL | EFG CAPITAL | BDD INTERNATIONAL, LTD.

CRD#: 40118 / SEC#: 801-120569, 8-48969

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
701 Brickell Ave 9th Floor & Suite 1350, Miami, FL 33131
Mailing Address
701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867
Phone number
(305) 482-8000
Established
Delaware since 01/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

EFG CAPITAL FORM ADV BROCHURE (2/18/2021)

Direct owners and executive officers

NamePositionCRD#
EFG CAPITAL HOLDINGS CORP.PARENT
ARGUMEDO, GUILLERMO ARTUROSENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL2542794
BORGES, LEONARDO SILVAPRINCIPAL OPERATIONS OFFICER5637377
ECHEVARRIA, VICTOR MANUELCHAIRMAN OF THE BOARD1939548
GONZALEZ, CARLOS JAVIERCHIEF COMPLIANCE OFFICER4294205
LEVERETT, KYLE LAWRENCEPRINCIPAL FINANCIAL OFFICER6123446
MESQUITA, SILVANA SOBRALAMLCO6983852
MOHOROVIC, SANJINCEO6849141

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EFG CAPITAL INTERNATIONAL

CRD#: 40118Miami, FL 33131

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