Robert W. Kyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wallace Kyle was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2023 - December 31, 2025
PERENNIAL FINANCIAL SERVICES
January 10, 2001 - February 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2000 - February 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PERENNIAL FINANCIAL SERVICES
CRD#: 286477 / SEC#: 801-110619
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERENNIAL FINANCIAL SERVICES
CRD#: 286477 / SEC#: 801-110619
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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