Thomas A. Alexander
Professional summary
Thomas Allen Alexander, who also goes by Tom Alexander, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Allen Alexander's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2010 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 11, 2000 - September 21, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
September 21, 2000 - November 27, 2000
FARMERS FINANCIAL SOLUTIONS, LLC
August 4, 1998 - February 1, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
April 24, 1992 - December 11, 1996
TITAN/VALUE EQUITIES GROUP, INC.
May 25, 1988 - May 10, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 25, 1988 - May 10, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2010)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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