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Darrell Keith Pinkley

ATHENE SECURITIES
WEST DES MOINES, IA
·CRD# 1831063·33 years experience

Professional Summary

Darrell Keith Pinkley, who also goes by Darrell Keith Elkins, Keith Darrell Pinkley, Keith Pinkley, is a registered financial advisor currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa. Darrell is registered as a RR (Registered Representative) and started their career in finance in 1993. Darrell has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darrell Keith Elkins, Keith Darrell Pinkley, Keith Pinkley

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ATHENE SECURITIES, LLC·CRD# 36867
BD
7700 Mills Civic Parkway, West Des Moines, IA 50266
June 22, 2015 - Present
JBS LIBERTY SECURITIES, INC.·CRD# 36179
BD
West Des Moines, IA
October 17, 2013 - June 8, 2015
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Ft. Worth, TX
March 25, 2011 - December 1, 2011
ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
March 3, 2010 - December 16, 2010
RIVERSOURCE DISTRIBUTORS, INC.·CRD# 139135
BD
Minneapolis, MN
January 1, 2007 - November 4, 2008
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
September 17, 1998 - December 31, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
September 17, 1998 - January 1, 2007
GUARANTY BROKERAGE SERVICES, INC.·CRD# 23302
BD
St. Cloud, MN
March 7, 1996 - July 24, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 6695
BD
Newport Beach, CA
August 6, 1993 - August 4, 1998

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Current Firm

AS
ATHENE SECURITIES, LLC

ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC

CRD#: 36867 / SEC#: 8-47499
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

7700 Mills Civic Parkway, West Des Moines, IA 50266

Mailing Address

7700 Mills Civic Parkway, West Des Moines, IA 50266

Phone Number

(515) 342-4616

Established

Indiana since 04/21/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATHENE USA CORPORATIONATHENE SECURITIES, LLC—
BATTERSON, CHAD MPRESIDENT, COO, FINOP4880009
BURTON, SHEILA SUECHIEF COMPLIANCE OFFICER—
GEYELIN, ANTONY LAUSSAT IIIVICE PRESIDENT4605388
HUNT, ANGELA JEANCOMPLIANCE OFFICER7192588

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Iowa
(6/22/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Darrell Keith Pinkley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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