SB
Stephen W. Bell Sr
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Port St. Lucie, FL
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CRD#: 1829331
SB
Professional summary
Stephen Wayne Bell Sr, who also goes by Stephen Wayne Bell Sr, Stephen Wayne Bell, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Port St. Lucie, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Port St. Lucie, Florida.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Stephen has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Wayne Bell Sr | Stephen Wayne Bell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ENTERPRISE FINANCIAL NETWORK, 4429 BONNEY ROAD, STE 450, VIRGINIA BEACH, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/01/21, INV REL, 20 HR/WK, 20 TRADING HR. 2) INTEGRITY FINANCIAL GROUP, 4429 BONNEY ROAD, STE 450, VIRGINIA BEACH, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,06/23/03, NIR, 20 HR/MO 20 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 04/2021, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 4) GRIFFIN DISTRIBUTION PARTNERS, 4429 BONNEY ROAD SUITE 450 VIRGINIA BEACH VA, 01/2023, VICE PRESIDENT, 1099 CONTRACTOR, NIR, 5 HR/MO 5 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Wayne Bell Sr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 4429 Bonney Rd. Suite 450, Virginia Beach, VA 23462RIA
CRD#: 134139
Port St. Lucie, FL
Current
April 23, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 4429 Bonney Rd Suite 450, Virginia Beach, VA 23462BD
CRD#: 39543
Port St. Lucie, FL
Past
December 8, 2015 - April 27, 2021
OSAIC FS, INC.
RIA
CRD#: 3870
VIRGINIA BEACH, VA
Past
September 11, 2003 - April 27, 2021
OSAIC FS, INC.
BD
CRD#: 3870
VIRGINIA BEACH, VA
Past
March 5, 1998 - June 24, 2003
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
February 23, 1998 - March 17, 1998
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
Past
May 7, 1997 - March 13, 1998
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
August 22, 1994 - April 14, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
RICHMOND, VA
Past
August 9, 1990 - August 9, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
August 9, 1990 - August 9, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
September 19, 1989 - July 31, 1990
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 17, 1988 - August 14, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
May 17, 1988 - August 14, 1989
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/23/2021)
RR
Alaska(4/23/2021)
RR
Arizona(4/23/2021)
RR
Arkansas(4/23/2021)
RR
California(4/23/2021)
RR
Colorado(4/23/2021)
RR
Connecticut(4/23/2021)
RR
Delaware(4/23/2021)
RR
District of Columbia(4/23/2021)
RR
Florida(4/23/2021)
IAR
Florida(9/10/2024)
RR
Georgia(4/23/2021)
RR
Hawaii(4/23/2021)
RR
Idaho(4/23/2021)
RR
Illinois(4/23/2021)
RR
Indiana(4/23/2021)
RR
Iowa(4/23/2021)
RR
Kansas(4/23/2021)
RR
Kentucky(4/23/2021)
RR
Louisiana(4/23/2021)
RR
Maine(4/23/2021)
RR
Maryland(4/23/2021)
RR
Massachusetts(4/23/2021)
RR
Michigan(4/23/2021)
RR
Minnesota(4/23/2021)
RR
Mississippi(4/23/2021)
RR
Missouri(4/23/2021)
RR
Montana(2/13/2024)
RR
Nebraska(1/3/2022)
RR
Nevada(4/23/2021)
RR
New Hampshire(4/23/2021)
RR
New Jersey(4/23/2021)
RR
New Mexico(4/23/2021)
RR
New York(4/23/2021)
RR
North Carolina(4/23/2021)
RR
North Dakota(4/23/2021)
RR
Ohio(4/23/2021)
RR
Oklahoma(4/23/2021)
RR
Oregon(4/23/2021)
RR
Pennsylvania(4/23/2021)
RR
Puerto Rico(4/23/2021)
RR
Rhode Island(4/23/2021)
RR
South Carolina(4/23/2021)
RR
South Dakota(4/23/2021)
RR
Tennessee(4/23/2021)
RR
Texas(4/23/2021)
IAR
Texas(4/23/2021)
RR
Utah(3/1/2022)
RR
Vermont(4/23/2021)
IAR
Virgin Islands(9/15/2021)
RR
Virgin Islands(5/13/2022)
RR
Virginia(4/23/2021)
IAR
Virginia(4/23/2021)
RR
Washington(4/23/2021)
RR
West Virginia(4/23/2021)
RR
Wisconsin(4/23/2021)
RR
Wyoming(4/29/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
