Robert F. Sun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Feng Chi Sun, who also goes by Robert F Sun, Robert Sun, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6, Series 62, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2014 - July 17, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
September 5, 2011 - July 24, 2012
INTEGRAL FINANCIAL LLC
February 26, 2004 - November 13, 2009
INTEGRAL FINANCIAL LLC
April 19, 1995 - August 2, 2002
SUNLOGIC SECURITIES, INC.
December 15, 1994 - January 3, 1995
FIRST ALLIED SECURITIES, INC.
June 1, 1994 - August 29, 1995
FIRST AFFILIATED SECURITIES
May 10, 1994 - June 7, 1994
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 1, 1991 - June 14, 1994
PYRAMID FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/18/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 4/29/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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