Marcel G. Carter
Professional summary
Marcel Guest Carter, AIF® is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Marcel is registered as a RR (Registered Representative) and started their career in finance in 1988. Marcel has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marcel Guest Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2020 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240March 26, 1997 - June 16, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 21, 1991 - July 24, 1991
MML INVESTORS SERVICES, LLC
January 25, 1991 - June 24, 1991
HORNOR, TOWNSEND & KENT, LLC
October 30, 1990 - January 28, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 19, 1988 - September 6, 1990
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2021)
(7/28/2020)
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(3/17/2021)
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(11/12/2024)
(7/28/2020)
(3/17/2021)
(3/17/2021)
(7/28/2020)
(11/12/2024)
(7/28/2020)
Exams
FINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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