John P. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Palmer Green was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2005 - November 9, 2012
VIEWTRADE SECURITIES, INC.
May 27, 2003 - December 21, 2005
VIEWTRADE FINANCIAL
December 13, 1999 - June 18, 2003
VIEWTRADE SECURITIES, INC.
February 17, 1998 - December 22, 1999
BARRON CHASE SECURITIES, INC.
January 13, 1998 - February 3, 1998
LCP CAPITAL CORP.
March 19, 1996 - January 6, 1998
MEYERS POLLOCK ROBBINS, INC.
May 5, 1994 - March 20, 1996
JOSEPH STEVENS & CO., INC.
August 16, 1991 - May 2, 1994
A.S. GOLDMEN & CO., INC.
October 4, 1988 - August 16, 1991
D. H. BLAIR & CO., INC.
June 10, 1988 - September 23, 1988
HIBBARD BROWN & CO., INC.
May 25, 1988 - May 28, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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