Robert Kenneth Cargin
Professional Summary
Robert Kenneth Cargin, who also goes by Bob Cargin, is a registered financial advisor currently at WORLD CHOICE SECURITIES, INC. located in Columbus, Ohio. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 31, Series 7, Series 28, Series 4, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Cargin
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
PB & T FINANCIAL SERVICES, INC. | WORLD CHOICE SECURITIES, INC.
Contact Information
Main Address
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235Mailing Address
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235Phone Number
(614) 436-0231Established
Texas since 09/10/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
3FINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
43AUM (Assets Under Management)
$26,717,000Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/22/2018)
(5/4/2018)
(3/5/2026)
(5/22/2018)
(6/20/2024)
(3/8/2023)
(5/22/2018)
(1/29/2019)
(7/18/2019)
(5/23/2018)
(5/4/2018)
(5/10/2018)
(5/22/2018)
(5/8/2019)
(1/23/2018)
(3/2/2018)
(9/13/2019)
(2/5/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2011About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Kenneth Cargin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Kenneth Cargin's CRS (Customer Relationship Summary).
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