William F. Vyskocil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Vyskocil, who also goes by Bill Vyskocil, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - December 15, 2023
UNITED BROKERAGE SERVICES, INC
June 4, 2013 - November 11, 2014
UNITED BROKERAGE SERVICES, INC
October 16, 2008 - June 3, 2013
UNITED BROKERAGE SERVICES, INC
October 14, 2008 - December 15, 2023
UNITED BROKERAGE SERVICES, INC
February 14, 2005 - April 22, 2008
FIFTH THIRD SECURITIES, INC.
September 10, 2004 - April 22, 2008
FIFTH THIRD SECURITIES, INC.
June 25, 2003 - October 17, 2003
STANTON INVESTMENT SERVICES, INC.
December 11, 2001 - November 12, 2002
INVESMART ADVISORS INC
December 11, 2001 - October 31, 2002
INVESMART SECURITIES, LLC
October 4, 1995 - August 23, 2001
MANNING & NAPIER INVESTOR SERVICES, INC.
July 7, 1993 - November 16, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 7, 1993 - November 16, 1995
EQUITABLE ADVISORS, LLC
January 28, 1993 - May 4, 1993
ROYAL MACCABEES SECURITIES COMPANY
May 23, 1988 - August 22, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 23, 1988 - August 22, 1990
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
Contact information
SEC notice filing (17 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED ASSET MANAGEMENT CORP. | OWNER | |
| ADAMS, RICHARD MATTHEW JR | CHAIRMAN OF THE BOARD/DIRECTOR | 2656091 |
| BOARD, ANGIE MARIE | FINOP | 6464533 |
| EARL, MICHEAL LEN | CHIEF COMPLIANCE OFFICER | 4266715 |
| GURTIS, JULIE RITCHIE | DIRECTOR | |
| HUMPHREY, MATTHEW LEE | CHIEF EXECUTIVE OFFICER/DIRECTOR | 5943475 |
| MOCK, DONALD FREDERICK | DIRECTOR | 5059205 |
| MUDLAFF, THOMAS JAMES | CHIEF OPERATIONS OFFICER | 2359466 |
| REYNOLDS, FRANK KEVIN | DIRECTOR | 5731814 |
| SHAVER, AMI LEE | DIRECTOR | 2771684 |
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 389,130,559 |
Disclosures
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
