Daniel J. Leporin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel J. Leporin, who also goes by Daniel Joseph Leporin, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4, Series 24, Series 14 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2004 - November 27, 2017
G&L PARTNERS, INC.
October 17, 2003 - September 25, 2007
LEK SECURITIES CORPORATION
May 28, 1997 - June 7, 2004
G&L PARTNERS, LLC
December 16, 1996 - May 30, 1997
MURIEL SIEBERT & CO., LLC
December 13, 1994 - June 15, 1995
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/9/2006
Limited Representative-Equity Trader ExamSeries 12
Date: 10/1/2000
NYSE Branch Manager ExaminationCurrent Firm
G&L PARTNERS, INC.
CRD#: 129605 / SEC#: , 8-66236
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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