William L. Blais
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William L Blais was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2013 - September 5, 2017
LOYAL3 SECURITIES INC.
April 16, 2007 - March 18, 2013
GOLDMAN SACHS & CO. LLC
April 7, 1988 - April 11, 2007
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
LOYAL3 SECURITIES INC.
CRD#: 6380 / SEC#: , 8-17277
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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