Sanford D. Coggins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sanford Danny Coggins was a registered financial professional .
Sanford is a previously registered financial professional and started their career in finance in 1988. Sanford had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - December 31, 2013
THE COGGINS COMPANY, INC.
March 1, 2006 - May 10, 2010
GRAMERCY SECURITIES, INC.
November 10, 2005 - December 31, 2010
THE COGGINS COMPANY, INC.
April 8, 2005 - February 15, 2006
OSAIC WEALTH, INC.
August 13, 2004 - April 22, 2005
NWF ADVISORY SERVICES INC
July 6, 2004 - February 15, 2006
OSAIC WEALTH, INC.
July 8, 1997 - July 8, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 1988 - July 8, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THE COGGINS COMPANY, INC.
CRD#: 136338 / SEC#:
Contact information
Red Flags
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