Scott K. Steele
Professional summary
Scott K Steele, who also goes by Scott Kenneth Steele, is a registered financial professional currently at WEILD & CO. located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 6 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott K Steele's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2019 - Present
WEILD & CO.
Office #1: 230 Park Avenue 3rd And 4th Floors, New York, NY 10169September 11, 2015 - April 24, 2018
HERITAGE FINANCIAL SYSTEMS, LLC
August 25, 2003 - December 2, 2014
CASIMIR CAPITAL L.P.
April 25, 2003 - June 26, 2003
TEJAS SECURITIES GROUP, INC.
May 29, 2001 - April 7, 2003
CROWN FINANCIAL GROUP, INC.
January 24, 1995 - June 7, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2019)
(4/1/2019)
(3/29/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/12/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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