Brendan G. Daly
Professional summary
Brendan Gerard Daly is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in New York, New York and MIZUHO SECURITIES CANADA INC. located in New York, New York.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1988. Brendan has worked at 10 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Gerard Daly's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2011 - Present
MIZUHO SECURITIES USA LLC
Office #1: 1285 Avenue Of The Americas , New York, NY 10019August 23, 2019 - Present
MIZUHO SECURITIES CANADA INC.
Office #1: 1285 Avenue Of The Americas , New York, NY 10019December 4, 2023 - Present
GREENHILL & CO., LLC
Office #1: 1285 Avenue Of The Americas , New York, NY 10019July 29, 2009 - September 2, 2011
NOMURA SECURITIES NORTH AMERICA, LLC
June 12, 2006 - September 2, 2011
NOMURA SECURITIES INTERNATIONAL, INC.
May 17, 2005 - June 13, 2006
BARCLAYS CAPITAL INC.
November 13, 2001 - May 24, 2005
NOMURA SECURITIES INTERNATIONAL, INC.
July 6, 1998 - October 2, 2000
CAPITAL BROKERAGE CORPORATION
September 17, 1996 - March 10, 1998
NYLIFE SECURITIES LLC
November 30, 1994 - June 17, 1996
BNY MELLON SECURITIES CORPORATION
June 15, 1988 - August 24, 1994
VAN ECK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2011)
(2/18/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
GREENHILL & CO., LLC
CRD#: 40290 / SEC#: , 8-49000
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENHILL & CO., INC. | OWNER | |
| DALY, BRENDAN GERARD | CHIEF COMPLIANCE OFFICER | 1823142 |
| FALEIRO, GITANJALI PINTO | GENERAL COUNSEL | 4250865 |
| KATZ, MICHAL | MANGING DIRECTOR - HEAD OF INVESTMENT BANKING | 2813944 |
| LASKY, MARK RICHARD | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6005542 |
| MIZUHO SECURITIES USA LLC | MANAGER | 19647 |
| RIZZIERI, GERALD ANTHONY | CHIEF EXECUTIVE OFFICER | 1751181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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