John B. Jardine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bernard Jardine was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2015 - December 31, 2017
ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC
February 6, 2015 - March 31, 2019
ARES REAL ESTATE MANAGEMENT HOLDINGS, LLC
May 9, 2007 - September 5, 2007
UBS ASSET MANAGEMENT (US) INC.
May 3, 2004 - July 21, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
October 2, 1998 - May 7, 2004
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC
CRD#: 159050 / SEC#: 801-72879
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC
CRD#: 159050 / SEC#: 801-72879
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 27,141,856,440 |
Red Flags
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