Nicholas A. Owoyemi
Professional summary
Nicholas Adelani Owoyemi, who also goes by Nick Owoyemi, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1989. Nicholas has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Adelani Owoyemi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2016 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 30 Wall Street 8th Floor, New York, NY 10005June 21, 2012 - January 27, 2016
R.M. STARK & CO., INC.
December 15, 2010 - June 22, 2012
MERRIMAC CORPORATE SECURITIES, INC.
January 8, 2010 - October 21, 2010
WALLSTREET*E FINANCIAL SERVICES, INC.
May 2, 2009 - December 9, 2009
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - December 9, 2009
CHASE INVESTMENT SERVICES CORP.
November 20, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
November 19, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
November 22, 2006 - November 20, 2008
WALLSTREET*E FINANCIAL SERVICES, INC.
October 31, 2005 - November 24, 2006
OSAIC SERVICES, INC.
July 18, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 14, 2005 - June 28, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
March 14, 2005 - June 24, 2005
SUNAMERICA SECURITIES, INC.
October 15, 2004 - October 27, 2004
CITICORP INVESTMENT SERVICES
October 31, 1994 - July 17, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
April 29, 1993 - November 9, 2004
CITICORP INVESTMENT SERVICES
June 27, 1990 - September 15, 1992
NYLIFE SECURITIES LLC
November 21, 1989 - May 3, 1990
MALONE & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2016)
(2/26/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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